Swiss Re Capital Markets Corporation is a member of the FINRA and the Securities Investor Protection Corporation, and is regulated by the FINRA. Swiss Re Capital Markets Limited (Financial Services Register number 187863, VAT Registration Number 244797524) of 30 St. Mary Axe, London EC3A 8EP, is a company authorized and regulated in the conduct of its investment business in the United Kingdom by the FCA and is entered in the Financial Services Register. Swiss Re Capital Markets Europe S.A. is registered with the Luxembourg Trade and Companies Register under number B228476, having its registered office at 2a, rue Albert Borschette, L-1246 Luxembourg, and is a company supervised in Luxembourg by the CSSF and the Commissariat aux Assurances (“CAA”).
Persons dealing with SRCML outside the United Kingdom are not covered by all the rules and regulations made for the protection of investors in the United Kingdom and may not have the right to claim through the United Kingdom’s Financial Services Compensation Scheme.
Swiss Re Capital Markets Corporation, Swiss Re Capital Markets Limited and Swiss Re Capital Markets Europe SA (collectively, “SRCM”) are all wholly owned subsidiaries of Swiss Re Ltd. SRCM acts as initial purchaser or selling agent in connection with ILS offerings. SRCM and its affiliates may hold positions in ILS.